Compliance


  • Minnesota State Capitol
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    Stephen Maturen via Getty Images
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    Minnesota CPA pathways bills get warmer welcome amid momentum shift

    Minnesota lawmakers previously drew opposition to proposed rules opening alternative paths to CPA licensure. Now a rising number of states are proposing similar legislation.

    By March 18, 2025
  • Shot of SEC seal on its D.C. headquarters
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    Chip Somodevilla via Getty Images
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    SEC alleges cannabis CFO orchestrated $4.2M ‘round-trip’ accounting scam

    The accounting fraud boosted the company’s year-end cash balance by more than 15%, to approximately $30.7 million, the SEC alleged.

    By March 18, 2025
  • Advisor’s Edge with Baker Tilly – A podcast from Baker Tilly and CFO Dive exploring financial insights and advisory strategies.
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    Anne Callahan/CFO Dive
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    Sponsored by Baker Tilly

    [Podcast] Advisor’s Edge with Baker Tilly

    Discover key insights and best practices for private equity acquisitions in this podcast with Baker Tilly experts

    By CFO Dive's studioID • March 14, 2025
  • Businesswoman working at her desk
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    Tinpixels via Getty Images
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    Women unlikely to reach parity with men for 134 years: JPMorgan

    In C-suites worldwide, women are far from attaining equal status, holding only about 10% of the most powerful roles such as CEO and CFO.

    By March 13, 2025
  • An illustration by Visa on the news the company became the"first major payments network to settle transactions in US coin" on March 29, 2021.
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    Courtesy of Visa
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    Stablecoin gets AICPA guidance aimed at promoting ‘transparency’

    The new guidance aims to foster clearer and more comparable stablecoin issuer reports that help investors understand how the assets are being handled.

    By March 13, 2025
  • Utah statehouse
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    Michael Smith/Newsmakers via Getty Images
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    Utah becomes latest state to pass new CPA licensure pathway legislation

    Utah joins Virginia and Ohio in passing legislation providing a route to CPA licensure that doesn’t require 150 hours of college credit.

    By March 12, 2025
  • View of the KPMG offices in Canary Wharf, London, England on Oct. 2, 2018
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    Jack Taylor via Getty Images
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    PCAOB fines global KPMG firms $3.3M

    The audit watchdog imposed fines as high as $700K on nine KPMG member firms for failing to disclose other accounting firms involved in audits, among other quality control violations.

    By March 12, 2025
  • A business person on a laptop and digital generate charts floating around
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    AdobeStock / Sutthiphong

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    Sponsored by ABGi USA

    Unlock hidden tax credits: essential cash flow strategies for CFOs

    Businesses miss billions in tax savings yearly. Learn key strategies to maximize incentives and cash flow.

    By Blake Windhorst and Luke Rushing • March 10, 2025
  • Image shows a spinal medical device.
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    Courtesy of Orthofix
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    Orthofix’s fired execs’ lewd, ‘graphic’ texts surface in legal battle

    The medical device maker didn’t originally specify the reasons behind the 2023 firing of its CEO, CFO and CLO. Now, a court case is illuminating the story behind the terminations.

    By March 7, 2025
  • accounting
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    atiatiati via Getty Images
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    AICPA strips ‘competencies’ from new CPA licensure path

    The revised proposal comes as more states are seeking to stop requiring certified public accountants to complete 150 hours of college credits to get licensed.

    By March 5, 2025
  • Trump holds up a signed executive order on issues including crypto and AI on Jan. 23, 2025.
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    Anna Moneymaker via Getty Images
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    Crypto firm Tether appoints new CFO before full audit

    Tether will conduct a full audit in a bid to leave behind a somewhat checkered past with U.S. regulators as the Trump administration courts the crypto industry. 

    By March 3, 2025
  • Creative image with coins jumping from one phone to another.
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    kentoh via Getty Images
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    Dwolla taps Walmart alum for CFO

    Daniel Quezada is the payments player’s second CFO in less than two years. 

    By Feb. 28, 2025
  • The Robinhood website shown on a computer in June 2024
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    Scott Olson via Getty Images
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    Robinhood CFO sells $1.2M in shares following dropped SEC investigation

    The sale comes as the platform is eyeing further expansion into the industry and follows on the heels of the SEC dropping an investigation into Robinhood’s crypto unit. 

    By Feb. 28, 2025
  • Banner with 'Taxation and Regulation for Digital Assets' text, featuring Sovos and CFO Dive logos, alongside an image of hands analyzing financial charts
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    Alyssa Eckel-Martin/CFO Dive
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    Sponsored by Sovos

    [Podcast] Modern Tax Compliance

    Stay ahead of tax compliance with Modern Tax Compliance, a new Sovos podcast covering regulations, real-time monitoring, and digital assets.

    By CFO Dive's studioID • Feb. 28, 2025
  • Two corporate businessmen shaking hands while one man places money in the other's pocket.
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    PeopleImages via Getty Images
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    US faces ‘serious questions’ on corruption safeguards, watchdog says

    The decline in the perception of U.S. anti-corruption safeguards preceded an executive order by President Donald Trump pausing enforcement of the Foreign Corrupt Practices Act.

    By Feb. 27, 2025
  • Mark Koziel
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    Courtesy of AICPA
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    New AICPA CEO vows to be ‘vocal’ if IRS cuts affect service

    Mark Koziel is taking the accounting organization’s reins as the industry faces headwinds related to taxes, the PCAOB and CPA licensure reform.

    By Feb. 27, 2025
  • servers
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    quantic69 via Getty Images
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    Super Micro internal control flagged in delayed 10-K filing

    The AI server maker’s shares jumped about 12% Wednesday after it said it had “regained compliance” with Nasdaq filing requirements.

    By Feb. 26, 2025
  • View of trees from corporate building
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    Fahroni via Getty Images
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    Anti-ESG groups intensify activism early in 2025 proxy season

    Opposition to corporate sustainability efforts has grown in recent years, culminating in an anti-ESG order by President Donald Trump last month.

    By Feb. 26, 2025
  • judgment enforcement
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    AVNphotolab via Getty Images
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    PCAOB fines PwC Israel $2.7M for exam answer sharing

    Monetary penalties imposed by the PCAOB during Biden’s presidency were over six times higher than those seen during the first Trump administration, according to a recent report.  

    By Feb. 26, 2025
  • Two people talk in a conference room.
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    insta_photos via Getty Images
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    DOGE layoffs could trigger wider unemployment, slow economy: Apollo

    Signs of economic weakness have emerged, with the murky outlook for U.S. tariff and other policies eroding sentiment among consumers and purchasing managers.

    By Feb. 24, 2025
  • IRS
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    Chip Somodevilla via Getty Images
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    Tax preparers urge Congress to protect IRS data amid DOGE advances

    Elon Musk’s Department of Government Efficiency has sparked privacy concerns as it has sought to tap into federal databases in its effort to cut costs and root out fraud.

    By Feb. 21, 2025
  • A truck drives inside a container terminal in Long Beach.
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    Mario Tama via Getty Images
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    Q&A

    Trade wars 101: A look back at tariffs

    Behind the Tariff Act of 1930, the current trade war is the second broadest over the last century, Tax Foundation Senior Economist Alex Durante says.

    By Feb. 18, 2025
  • DOJ use of statements of interest in antitrust law
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    Bo Shen via Getty Images
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    Super Micro says DOJ, SEC subpoenaed documents

    The AI server maker’s accounting has drawn scrutiny in the wake of a highly critical report on the company from the now-defunct short-seller Hindenburg Research.

    By Feb. 12, 2025
  • An executive in a business meeting room
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    simon2579 via Getty Images
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    C-suite at odds over responsibility, innovation as AI tools mature

    Leaders agree there's a significant gap between innovation and safety as a global debate over the technology's regulation plays out.

    By Roberto Torres • Feb. 12, 2025
  • Image of a business person's finger pointing to a touch screen.
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    pcess609 via Getty Images
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    Global tax deal awaits US ask, KPMG exec says

    KPMG’s global tax leader Grant Wardell-Johnson views President Trump’s decision to exit the global tax deal as a broad opening salvo that could lead to negotiations.

    By Feb. 10, 2025