Compliance: Page 4


  • View of the KPMG offices in Canary Wharf, London, England on Oct. 2, 2018
    Image attribution tooltip
    Jack Taylor via Getty Images
    Image attribution tooltip

    PCAOB fines global KPMG firms $3.3M

    The audit watchdog imposed fines as high as $700K on nine KPMG member firms for failing to disclose other accounting firms involved in audits, among other quality control violations.

    By March 12, 2025
  • A business person on a laptop and digital generate charts floating around
    Image attribution tooltip

    AdobeStock / Sutthiphong

    Image attribution tooltip
    Sponsored by ABGi USA

    Unlock hidden tax credits: essential cash flow strategies for CFOs

    Businesses miss billions in tax savings yearly. Learn key strategies to maximize incentives and cash flow.

    By Blake Windhorst and Luke Rushing • March 10, 2025
  • An aerial view of a Pasha Hawaii container ship arriving in the Port Of Long Beach near a Cosco Shipping container ship on April 3, 2025 in Long Beach, California. Explore the Trendline
    Image attribution tooltip
    Mario Tama via Getty Images
    Image attribution tooltip
    Trendline

    Top 5 stories from CFO Dive

    Tarifff headwinds along with the accounting talent shortage and the promises and traps of generative AI, are among the top issues CFOs are grappling with this year.

    By CFO Dive staff
  • Image shows a spinal medical device.
    Image attribution tooltip
    Courtesy of Orthofix
    Image attribution tooltip

    Orthofix’s fired execs’ lewd, ‘graphic’ texts surface in legal battle

    The medical device maker didn’t originally specify the reasons behind the 2023 firing of its CEO, CFO and CLO. Now, a court case is illuminating the story behind the terminations.

    By March 7, 2025
  • accounting
    Image attribution tooltip
    atiatiati via Getty Images
    Image attribution tooltip

    AICPA strips ‘competencies’ from new CPA licensure path

    The revised proposal comes as more states are seeking to stop requiring certified public accountants to complete 150 hours of college credits to get licensed.

    By March 5, 2025
  • Trump holds up a signed executive order on issues including crypto and AI on Jan. 23, 2025.
    Image attribution tooltip
    Anna Moneymaker via Getty Images
    Image attribution tooltip

    Crypto firm Tether appoints new CFO before full audit

    Tether will conduct a full audit in a bid to leave behind a somewhat checkered past with U.S. regulators as the Trump administration courts the crypto industry. 

    By March 3, 2025
  • Creative image with coins jumping from one phone to another.
    Image attribution tooltip
    kentoh via Getty Images
    Image attribution tooltip

    Dwolla taps Walmart alum for CFO

    Daniel Quezada is the payments player’s second CFO in less than two years. 

    By Feb. 28, 2025
  • The Robinhood website shown on a computer in June 2024
    Image attribution tooltip
    Scott Olson via Getty Images
    Image attribution tooltip

    Robinhood CFO sells $1.2M in shares following dropped SEC investigation

    The sale comes as the platform is eyeing further expansion into the industry and follows on the heels of the SEC dropping an investigation into Robinhood’s crypto unit. 

    By Feb. 28, 2025
  • Banner with 'Taxation and Regulation for Digital Assets' text, featuring Sovos and CFO Dive logos, alongside an image of hands analyzing financial charts
    Image attribution tooltip
    Alyssa Eckel-Martin/CFO Dive
    Image attribution tooltip
    Sponsored by Sovos

    [Podcast] Modern Tax Compliance

    Stay ahead of tax compliance with Modern Tax Compliance, a new Sovos podcast covering regulations, real-time monitoring, and digital assets.

    By CFO Dive's studioID • Feb. 28, 2025
  • Two corporate businessmen shaking hands while one man places money in the other's pocket.
    Image attribution tooltip
    PeopleImages via Getty Images
    Image attribution tooltip

    US faces ‘serious questions’ on corruption safeguards, watchdog says

    The decline in the perception of U.S. anti-corruption safeguards preceded an executive order by President Donald Trump pausing enforcement of the Foreign Corrupt Practices Act.

    By Feb. 27, 2025
  • Mark Koziel
    Image attribution tooltip
    Courtesy of AICPA
    Image attribution tooltip

    New AICPA CEO vows to be ‘vocal’ if IRS cuts affect service

    Mark Koziel is taking the accounting organization’s reins as the industry faces headwinds related to taxes, the PCAOB and CPA licensure reform.

    By Feb. 27, 2025
  • servers
    Image attribution tooltip
    quantic69 via Getty Images
    Image attribution tooltip

    Super Micro internal control flagged in delayed 10-K filing

    The AI server maker’s shares jumped about 12% Wednesday after it said it had “regained compliance” with Nasdaq filing requirements.

    By Feb. 26, 2025
  • View of trees from corporate building
    Image attribution tooltip
    Fahroni via Getty Images
    Image attribution tooltip

    Anti-ESG groups intensify activism early in 2025 proxy season

    Opposition to corporate sustainability efforts has grown in recent years, culminating in an anti-ESG order by President Donald Trump last month.

    By Feb. 26, 2025
  • judgment enforcement
    Image attribution tooltip
    AVNphotolab via Getty Images
    Image attribution tooltip

    PCAOB fines PwC Israel $2.7M for exam answer sharing

    Monetary penalties imposed by the PCAOB during Biden’s presidency were over six times higher than those seen during the first Trump administration, according to a recent report.  

    By Feb. 26, 2025
  • Two people talk in a conference room.
    Image attribution tooltip
    insta_photos via Getty Images
    Image attribution tooltip

    DOGE layoffs could trigger wider unemployment, slow economy: Apollo

    Signs of economic weakness have emerged, with the murky outlook for U.S. tariff and other policies eroding sentiment among consumers and purchasing managers.

    By Feb. 24, 2025
  • IRS
    Image attribution tooltip
    Chip Somodevilla via Getty Images
    Image attribution tooltip

    Tax preparers urge Congress to protect IRS data amid DOGE advances

    Elon Musk’s Department of Government Efficiency has sparked privacy concerns as it has sought to tap into federal databases in its effort to cut costs and root out fraud.

    By Feb. 21, 2025
  • A truck drives inside a container terminal in Long Beach.
    Image attribution tooltip
    Mario Tama via Getty Images
    Image attribution tooltip
    Q&A

    Trade wars 101: A look back at tariffs

    Behind the Tariff Act of 1930, the current trade war is the second broadest over the last century, Tax Foundation Senior Economist Alex Durante says.

    By Feb. 18, 2025
  • DOJ use of statements of interest in antitrust law
    Image attribution tooltip
    Bo Shen via Getty Images
    Image attribution tooltip

    Super Micro says DOJ, SEC subpoenaed documents

    The AI server maker’s accounting has drawn scrutiny in the wake of a highly critical report on the company from the now-defunct short-seller Hindenburg Research.

    By Feb. 12, 2025
  • An executive in a business meeting room
    Image attribution tooltip
    simon2579 via Getty Images
    Image attribution tooltip

    C-suite at odds over responsibility, innovation as AI tools mature

    Leaders agree there's a significant gap between innovation and safety as a global debate over the technology's regulation plays out.

    By Roberto Torres • Feb. 12, 2025
  • Image of a business person's finger pointing to a touch screen.
    Image attribution tooltip
    pcess609 via Getty Images
    Image attribution tooltip

    Global tax deal awaits US ask, KPMG exec says

    KPMG’s global tax leader Grant Wardell-Johnson views President Trump’s decision to exit the global tax deal as a broad opening salvo that could lead to negotiations.

    By Feb. 10, 2025
  • Russ Vought OMB Trump spending
    Image attribution tooltip
    Andrew Harnik via Getty Images
    Image attribution tooltip

    CFPB’s future hangs in the balance after a wild weekend

    Headquarters-based staff will work remotely this week after a new acting chief halted agency supervision and enforcement and told the Fed he wouldn't take any unappropriated funding next quarter.

    By Dan Ennis • Feb. 10, 2025
  • Aerial view of Tesla's parking lot on April 20, 2022 in Fremont, California
    Image attribution tooltip
    Justin Sullivan via Getty Images
    Image attribution tooltip

    Tesla CFO, board members offload millions in stock

    The sales occurred after board members, including Kimbal Musk, agreed to pay a collective $919 million back to the EV maker to settle claims of excessive compensation last month.

    By Feb. 7, 2025
  • Team of consulting auditors auditing the financial report data of the company (balance sheet, income statement) on computer screen with business charts, fintech
    Image attribution tooltip
    NicoElNino
    Image attribution tooltip

    PCAOB warns auditors of risks from lax oversight of specialists

    Specialists who use artificial intelligence pose a growing challenge to auditors and, in turn, the Public Company Accounting Oversight Board.

    By Feb. 6, 2025
  • Two people sitting at a table with financial documents and a calculator
    Image attribution tooltip
    Daenin Arnee via Getty Images
    Image attribution tooltip

    CFOs prep for tax policy impacts: Grant Thornton

    CFOs are feeling more upbeat about economic prospects following the U.S. election, but still face uncertainty when it comes to tax or regulatory policy shifts.

    By Feb. 6, 2025
  • The ADM logo is seen on the company's headquarters building.
    Image attribution tooltip
    Courtesy of ADM
    Image attribution tooltip

    ADM to slash up to 700 roles as work to fix reporting problems continues

    The agricultural company’s CFO Monish Patolawala said the company is making progress on its effort to “lift” the material weakness related to its financial reporting. 

    By Feb. 4, 2025
  • outside counsel, law firms
    Image attribution tooltip
    Violeta Stoimenova via Getty Images
    Image attribution tooltip

    Companies reduce philanthropy aimed at boosting racial, gender equality

    Change in “corporate citizenship” initiatives coincide with a federal backlash against efforts to promote sustainability in the private and public sectors.

    By Feb. 4, 2025